Fiduciary Responsibility and Data Security

FIDUCIARY RESPONSIBILITY AND DATA SECURITY

Committed to action. Acting with integrity.

We understand the responsibility we have as financial advisors. When you partner with us, you're not just trusting us to help grow your financial portfolio, you’re trusting us to safeguard your money and your personal information.

We have a fiduciary obligation to you.

Bane O’Leary Wealth Management is a member of the Institute for The Fiduciary Standard. Fiduciaries hold a unique and important role in law and the investment profession. Fiduciaries possess the technical expertise, experience, and specialized knowledge that equip them to render advice (due care). They are duty-bound by an undivided loyalty to their client.

There are six core duties that embody the fiduciary responsibility under the Advisers Act of 1940.

Serve in the client’s best interest.
Act in utmost good faith.
Avoid conflicts of interest.
Disclose all material facts and conflicts.
Act prudently and with the care, skill, and judgment of a professional.
Control investment expenses.

Be sure to ask your advisor for a copy of our Fiduciary Commitment.

We protect your data and your privacy.

Cyber security is an understandable concern for both individuals and businesses. As digital technology evolves and the number of online transactions increases, it’s vital to maintain the privacy of personal and financial information and prevent the unauthorized disclosure of information. Our systems, policies, and partnerships are carefully developed and regularly reviewed to safeguard your data and financial assets through:

Advanced electronic security
Asset protection guarantee
Physical document security
Employee security
Non-sharing of client data
Legitimate data exchange