Mission & Values


Trust the Bane O’Leary LLC Difference


As a boutique Wealth Management Firm, we provide comprehensive wealth management services for our clients. For many people, the transition into retirement can be daunting. Earning a paycheck versus living off accumulated assets, social security, and possibly a pension is loaded with decisions. Making the best possible decisions around this transition can be the difference between retirement success and the alternative.

Can I Retire Now?

Our Mission


As fiduciaries, we act with the well-being of our clients in mind at all times. Our desire is to see our clients retire with the knowledge that Bane O’Leary LLC is working to protect the assets our clients have – we want to assure that what you have is yours to keep.

Bane O’Leary LLC Values


Trust

Integrity

Expertise

Results

Dependability

Active, Effective Management

Our Best Practices


01

Affirm the fiduciary standard under the Advisors Act of 1940.

02

Establish and document a “reasonable basis” for advice in the best interest of the client.

03

Communicate clearly and truthfully. Do not mislead. Make all disclosures and important agreements in writing.

04

Provide a written statement of total fees and underlying investment expenses paid by the client.

05

Avoid conflicts and potential conflicts. Disclose all unavoidable conflicts.

06

Abstain from principal trading unless a client initiates an order to purchase the security on an unsolicited basis.

07

Avoid compensation in association with client transactions.

08

Avoid gifts or entertainment that are not minimal and not occasional.

09

Ensure baseline knowledge, competence, and ongoing education appropriate for the engagement.

10

Institute an investment policy statement or an investment policy process that is appropriate to the engagement and describes the investment strategy.

11

Consider peer group rankings or apply specific procedures in ensuring underlying investment expenses are reasonable.

12

The advisor affirms in writing adherence to Best Practices.