About Us

Why Bane O'Leary LLC?

The advisors of Bane O'Leary LLC have more than 60 years of combined industry experience; both as wealth managers and financial advisors.  These individuals strive to be at the forefront of innovative retirement planning to help you achieve the retirement lifestyle you desire.  Nothing provides more peace of mind than the knowledge that you have planned well and can confidently enjoy your retirement years knowing you will not outlive your resources.

Our advisors subscribe to the "Best Practices" outlined by the Institute for Fiduciary Standard.  These professional conduct standards outline what fiduciary advisors should do for their clients: the practices seek to uphold a high standard of transparent and objective advice;  The conduct standards are:

  1. Affirm the fiduciary standard under the Advisors Act of 1940.
  2. Establish and document a "reasonable basis" for advice in the best interest of the client.
  3. Communicate clearly and truthfully.  Do not mislead.  Make all disclosures and important agreements in writing.
  4. Provide a written statement of total fees and underlying investment expenses paid by the client.
  5. Avoid conflicts and potential conflicts.  Disclose all unavoidable conflicts.
  6. Abstain from principal trading unless a client initiates an order to purchase the security on an unsolicited basis.
  7. Avoid compensation in association with client transactions.
  8. Avoid gifts or entertainment that are not minimal and not occasional.
  9. Ensure baseline knowledge, competence, and ongoing education appropriate for the engagement.
  10. Institute an investment policy statement or an investment policy process that is appropriate to the engagement and describes the investment strategy.
  11. Consider peer group rankings or apply specific procedures in ensuring underlying investment expenses are reasonable.
  12. The advisor affirms in writing adherence to Best Practices.

For more detail on these standards, click on our Educational Library page and request a copy of the Institute of Fiduciary Standard's "Best Practices: Professional Conduct Standards"



Steven C. Bane RFC®

Craig A. Bane RFC®

Patrick O'Leary

Raymond A. Meifert

Founder, President, CCO and Managing Partner

Founder, Senior Vice President and Managing Partner

Founder, Senior Vice President and Managing Partner

Vice President, Marketing and Business Development

       

Mark Stevens

Erik Olson CRPC®

Hannah Wandersee

Vice President, Investment Advisor Representative

Financial Advisor

Office Manager 

Contact Us

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Bloomington Offices
8000 Norman Center Drive
Suite 230
Bloomington, MN 55437
952-236-4213

Denver-Ft. Collins Offices
12303 Airport Way
Suite 200
Broomfield, CO 80021
970-372-4823

Scottsdale Offices
7047 E Greenway Pkwy
Suite 250
Scottsdale, AZ 85254
480-281-2024

info@baneoleary.com
     
 

Disclosures:

Privacy Policy
Business Continuity Plan
ADV Part 2A & 2B
Code of Ethics
Social Media Policy
Check the background of our investment
professionals on Investment Advisor Public Disclosure
     

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